LICENSE & APPOINTMENT Checklist: view here
LICENSE PREP WORKSHOPS:
2 LICENSE WORKSHOPS to help you prepare for your test:
Life Insurance: Getting Licensed & General Insurance, Submitting An App, Underwriting & Deliver Policy
Annuities, Accident & Health: Annuities & Accident (Disability Policies), Medical Expense Insurance, Government Plans
WEEKLY ONLINE LICENSE CLASS - https://worldsystembuilder.com/wsb-licensing-workshop/
PRE-LICENSING COURSE STUDY is still required (and recommended in other states)
See Business Training page for more scheduled workshops.
LICENSE REQUIREMENTS:
LIFE & HEALTH STATE LICENSE
Start your journey to become an independent financial professional by visiting the Exam FX exclusive pre-licensing portal!
$29.95 Video Study Package includes 60-days access to the following features:
Exam-specific content with OnDemand Video Lectures
Full Online Course with Chapter Reading and Quizzes
Simulated Practice Exams
Online Key Facts, Glossary and Digital Flashcards
Instructor and Technical Support
See LICENSE & APPOINTMENT Checklist above for details.
RELATED WEBSITES:
Look Up Your NPN (National Producer Number) Number:
https://nipr.com/help/look-up-your-npn
License Agent Inquiry Website:
SECURITIES LICENSE:
Go to mywfg.com
Follow step by step instructions here
Use search icon at top right corner,
Search Kaplan Financial Education,
On Kaplan site, click on the Securities Licensing box
Select Students:
Enter your contact details
No student group / Click Search
Select your name / Move to the right
Select the course series you feel most suitable for your learning. Below are recommendations:
Select Series: SIE Custom Package (WFG Online Components + Audiobook) ($80) = add to cart
Click Continue Shopping / Go back to Securities Licensing
Select Series: Series 6/63 Combo ($75) (select package you want) = add to cart
Proceed to Checkout (Total: $155)
Additional Study Resources:
Youtube: https://www.youtube.com/@Series7Guru
Youtube Courses: SIE / Series 6 / Series 63
Kaplan:
SCHEDULE SIE EXAM:
https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam
Prerequisites: None
Exam Duration: 1 hours, 45 minutes
Exam Format: 75 multiple-choice questions
Format: Multiple Choice
Passing Score: 70
Cost: $100
Outline of Topics Covered:
Knowledge of Capital Markets
Understanding Products and their Risks
Understanding Trading, Customer Accounts, and Prohibited Activities
Overview of Regulatory Framework
SCHEDULE SERIES 6 EXAM:
https://www.finra.org/registration-exams-ce/qualification-exams/series6
Prerequisites: None
Exam Duration: 2 hours, 15 minutes
Exam Format: 100 multiple-choice questions
Format: Multiple Choice
Passing Score: 70
Cost: $100
Outline of Topics Covered:
Regulatory fundamentals and business development
Evaluate customers’ financial information, identify investment objectives, provide information on investment products, and make suitable recommendations
Open, maintain, close, and transfer accounts and retain appropriate account records
Obtain, verify, and confirm customer purchase and sale instructions
SCHEDULE SERIES 63 EXAM:
https://www.finra.org/registration-exams-ce/qualification-exams/series63
Prerequisites: None
Exam Duration: 1 hour, 15 minutes
Exam Format: 60 Multiple-choice questions
Format: Multiple Choice
Passing Score: 43/60 Correct
Cost: $147
Outline of Topics Covered:
State Securities Acts and related rules and regulations
Ethical practices and fiduciary obligations
SOCIAL SECURITY ANALYST CERTIFICATION:
RSSA is a great way to become more diverse as a financial professional as you meet the needs of those concerned with their Social Security! As a Registered Social Security Analyst, you will earn your RSSA® designation and become a Social Security expert who can help strengthen current client relationships, acquire new clients, enhance your practice, and differentiate yourself from other advisors. Social Security is a very misunderstood topic with 2,728 rules and thousands of claiming strategies - it's no wonder why this can be a powerful way to help educate families.
LEARN MORE/REGISTER: https://rssa.com/wsb/
What This Means for Professionals
This partnership enhances the RSSA® Program by:
Strengthening Credibility – Backed by a nationally recognized institution in financial education
Elevating Professional Positioning – Align your expertise with a higher standard of education and client trust
Reinforcing an Education-First Approach – Focus on guidance and strategy—not product-first conversations
Increasing Client Confidence – Clients are more likely to engage with professionals supported by recognized institutions
About the RSSA® Program
The RSSA® (Registered Social Security Analyst®) Program is a turn-key platform that combines Social Security education, certification, technology, marketing, and support—designed specifically for financial and insurance professionals.
Through the RSSA® platform, professionals gain:
Credibility & Differentiation – Stand out as a Social Security expert in a crowded marketplace
Turn-Key Education & Certification – Structured training designed for real-world client conversations
Powerful Technology – Consumer-friendly software that simplifies complex Social Security decisions
Lead Generation & Client Engagement – Use Social Security planning as a door-opener to start meaningful conversations
Cross-Selling Opportunities – Organic transitions into Medicare, annuities, life insurance, tax planning, wealth management, and retirement strategies
Ongoing Support – Back-office guidance and case support to ensure accurate, compliant recommendations
At a time when consumers are actively searching for clarity and confidence around Social Security, RSSA®—now strengthened through its partnership with The American College—equips professionals with the tools, education, and credibility to meet that demand and turn it into lasting business growth.